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ROC Annual Filing refers to the annual filing of financial statements and other compliance documents with the Registrar of Companies (ROC) in India. It is mandatory for companies registered under the Companies Act, 2013 to file their annual returns and financial statements with the ROC. The annual filing includes the company’s balance sheet, profit and loss statement, cash flow statement, and other related documents.
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Annual filing means submitting companies financial and non-financial information to Companies regulatory authority i.e. ROC (Registrar of Companies) of the concerned state where the registered office of the company is situated within the stipulated time period. Every Company incorporated in India must comply with such legal requirements to ensure timely fulfillment of compliances, without any levy of interest or penalty.
• The first Auditor shall be appointed within one month from the date of incorporation of the Company for the period of 5 years and form ADT-1 will be file for an appointment.
• Every Company shall prepare its Accounts and get the same audited by a Chartered Accountant at the end of the Financial Year compulsorily.
• Every Private Limited Company is required to file its Annual Return in form MGT-7 within 60 days of holding of the Annual General Meeting.
• Every Private Limited Company is required to file its Balance Sheet along with the statements of Profit and Loss Account and Director Report in form AOC-4 within 30 days of holding of the Annual General Meeting.
Reduce Penalty | Filing ROC forms on time will lead to saving the cost of the penalty. |
Proper Compliance | Proper filing on time can help in the proper compliances of the company. |
Defaulting Status | By Filing ROC Form on time Company can maintain the status of Non-Dormant/ Active Company. |
Borrowing Capacity | A company enjoys better avenues for borrowing of funds. Even banking and financial institutions prefer to render large financial assistance to a company rather than partnership firms or proprietary concerns. Therefore the Company must ensure timely fulfillment of compliances. |
Transparency | Annual filing ensures transparency in the working of the companies. |
Step 1:Â Annual E-Filing Preparation: An Legal Suvidha Providers Compliance Expert will prepare the Documentation in the requisite forms for your Company based on the financials and performance during the previous financial year on the basis of the documents and information submitted by you.
Step 2:Â Annual Forms Verification: Once the Documentation is prepared in the requisite format, the Legal Suvidha Providers Finance Team can verify the prepared annual e-filing forms and affix the digital signature.
Step 3:Â File Annual Filing E-Forms: Once the Annual e-filing forms are prepared and verified, these can be filed with the Ministry of Corporate Affairs in the requisite forms along with the necessary attachments. Once your company annual return is filed, we shall intimate you about the same.
An Annual Filling is a mandatory filing to be made by the company incorporated in India. The E-form filing along with the required documents must be filed with MCA.
The eForms to be filed for Annual ROC filing is: MGT-7 – Annual return AOC- 4 – Financial Statements, Balance Sheet & P&L Account
A) First Annual Filing of the Company is due on the 30th December of the next year from the date of Incorporation and B) Subsequent Annual Filing is due on the 30th September of the same year in which the Financial Year of the Company ends.
Annual filing consists of the balance sheet of the company, profit and loss account, certifications if any, details of members, details of shareholders and its shareholdings and details of Directors.
The Annual filing documents of the Company must be signed by the Directors of the Company. The financial statements must be audited & signed by a Chartered Accountant.
The Company and Directors have to file ROC Return as both are liable for non-filing.
The Company will be considered as the defaulting company and liable to pay the penalty. The amount of penalty will depend on the number of days in default till the default continues.
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EXCELLENTBased on 414 reviews![]()
Gaurav Saraswat2024-04-03Prompt service, courteous and knowledgeable staff makes the whole transition smooth and Hassel free. Also very competitive pricing . Regards Gaurav Saraswat CFO- SCFPL
Vaibhav Patel2024-03-18Good job done by legal suvidha for startup recognition certificate. They guide us so well at every steps. Recommending them for their services.
Account Department2024-03-18I recently applied for a Startup India certificate through Legal Suvidha, and I was thoroughly impressed by their professionalism. From the moment we initiated the process, we received proper guidance in every step. Saloni, one of the team member helped us very patiently and ensured a seamless procedure . Thanks to their team, that I obtained my certificate within few working days.
Shaks SHAKS Shaks2024-03-18Very sharp and accurate and professional Meter & Cents
Harry's s2024-03-12Great service, Their Team is really hard working and amazing experience with legal suvidha now i am going to continue for all the work regarding my private limited company.
Raghu G2024-03-06Good communication and got things quickly
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Here are some answers to potential questions that may arise as you start your business.
Register your business, obtain necessary licenses, and fulfill tax obligations.
Consider factors like ownership, liability, and tax implications to choose from options like sole proprietorship, partnership, or company registration.
Choose a unique business name, obtain required IDs like Director Identification Number (DIN), and file incorporation documents with the Registrar of Companies (ROC).
Obtain GST registration, trade licenses, and any industry-specific permits required to operate legally.
Maintain accurate financial records, file tax returns on time, and adhere to the tax laws applicable to your business.
Yes, startups in India can benefit from various government schemes offering tax exemptions, funding support, and incubation facilities.
Secure patents, trademarks, or copyrights to safeguard your intellectual assets from infringement or unauthorized use.
Challenges include navigating bureaucratic hurdles, complying with complex regulations, and competing in a crowded marketplace.
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